Yiu Fai (SFC:AEG477) Chan
陳耀輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Fai (SFC:AEG477) Chan (陳耀輝), a licensed former licensee with CE reference AEG477. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2006-11-02 | 2009-08-14 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-07 | 2009-08-14 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-28 | 2006-08-03 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2005-11-12 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-09 |