Nicholas Richard Toovey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Richard Toovey ( ), a licensed former licensee with CE reference AEE614. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | RO | Type 1 — Dealing in securities | 2008-04-21 | 2010-02-01 |
| NNIP Hong Kong Limited | RO | Type 4 — Advising on securities | 2008-04-21 | 2010-02-01 |
| NNIP Hong Kong Limited | RO | Type 9 — Asset management | 2008-04-21 | 2010-02-01 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2003-10-31 | 2008-04-21 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-10-31 | 2008-04-21 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2003-10-31 | 2008-04-21 |