Nicholas Richard Toovey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Richard Toovey, a licensed former licensee with CE reference AEE614. This person has 6.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | RO | Type 1 - Dealing in securities | 2008-04-21 | 2010-02-01 |
| NNIP Hong Kong Limited | RO | Type 4 - Advising on securities | 2008-04-21 | 2010-02-01 |
| NNIP Hong Kong Limited | RO | Type 9 - Asset management | 2008-04-21 | 2010-02-01 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2003-10-31 | 2008-04-21 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2003-10-31 | 2008-04-21 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2003-10-31 | 2008-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Richard Toovey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.