Alex Lai Hoi Chi
朱禮開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Lai Hoi Chi (朱禮開), a licensed former licensee with CE reference AED013. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-07-09 | 2006-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-02 | 2006-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-07-02 | 2006-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-07-02 | 2006-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2004-07-02 | 2006-01-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2003-10-31 | 2004-03-08 |