Clara Kit Man Tai
戴潔敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clara Kit Man Tai (戴潔敏), a licensed former licensee with CE reference AEC951. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2015-04-25 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-03 | 2014-09-11 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2010-01-27 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-08 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-08 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-06-08 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-08 |