Kwing Sum Yiu
姚炯深
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwing Sum Yiu (姚炯深), a licensed former licensee with CE reference AEC902. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-12 | 2006-12-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-12 | 2006-12-01 |