Sing Wing Lee
李盛榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Wing Lee (李盛榮), a licensed Responsible Officer with CE reference AEC775. Currently licensed at 1 firm(s): Long Hill Capital Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Long Hill Capital Management Company Limited |
RO | Type 4 — Advising on securities | 2025-12-30 | present |
| Long Hill Capital Management Company Limited |
RO | Type 9 — Asset management | 2025-12-30 | present |
| Mainland Securities Limited 美聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-18 | 2024-10-30 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-21 | 2020-11-30 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-21 | 2020-11-30 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-21 | 2021-01-04 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-19 | 2020-02-21 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-13 | 2020-02-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-13 | 2019-11-14 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-29 | 2019-11-14 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-24 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |