Lindsay Robert Mann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lindsay Robert Mann ( ), a licensed former licensee with CE reference AEB099. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-03-30 | 2009-12-16 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-03-30 | 2009-12-16 |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2006-03-30 | 2007-07-05 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-03-30 | 2009-12-16 |
| First State (Hong Kong) LLC | RO | Type 9 — Asset management | 2006-03-30 | 2008-04-01 |