Nicholas Playford Forgan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Playford Forgan, a licensed former licensee with CE reference AEB054. This person has 11.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2003-12-06 | 2014-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2003-12-06 | 2014-04-30 |
| J.P. Morgan Futures Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Futures Hong Kong Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Futures Hong Kong Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Futures Hong Kong Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Playford Forgan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.