Yik Shan Chu
朱憶山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Shan Chu (朱憶山), a licensed former licensee with CE reference AEA289. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-18 | 2018-03-05 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-16 | 2016-02-18 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-01-16 | 2018-03-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-27 | 2014-11-14 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2009-01-08 | 2011-05-19 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-09-14 | 2011-05-19 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2006-09-14 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-17 | 2006-08-02 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-04-16 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2006-08-02 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-16 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-16 |