Ewart John Fildes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ewart John Fildes ( ), a licensed former licensee with CE reference AEA178. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-01-15 | 2013-03-25 |
| GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-14 | 2013-03-25 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-19 | 2010-06-05 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-19 | 2010-06-05 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 4 — Advising on securities | 2006-12-19 | 2010-06-05 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 — Advising on securities | 2006-12-19 | 2010-06-05 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 7 — Providing automated trading services | 2006-12-19 | 2010-06-05 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 — Providing automated trading services | 2006-12-19 | 2010-06-05 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-09 | 2006-12-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-09 | 2006-12-19 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-08 | 2006-12-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-08 | 2006-12-19 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-08-08 | 2006-12-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-08-08 | 2006-12-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2003-07-30 | 2006-05-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2003-07-30 | 2006-05-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-05-30 |