Ewart John Fildes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ewart John Fildes, a licensed former licensee with CE reference AEA178. This person has 7.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-01-15 | 2013-03-25 |
| GETCO Asia (Hong Kong) Limited 景高亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-14 | 2013-03-25 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 1 - Dealing in securities | 2006-12-19 | 2010-06-05 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 - Dealing in securities | 2006-12-19 | 2010-06-05 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 4 - Advising on securities | 2006-12-19 | 2010-06-05 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 - Advising on securities | 2006-12-19 | 2010-06-05 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RO | Type 7 - Providing automated trading services | 2006-12-19 | 2010-06-05 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 - Providing automated trading services | 2006-12-19 | 2010-06-05 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-09 | 2006-12-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-09 | 2006-12-19 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-08 | 2006-12-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-08 | 2006-12-19 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-08-08 | 2006-12-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-08-08 | 2006-12-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2003-07-30 | 2006-05-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2003-07-30 | 2006-05-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-05-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ewart John Fildes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.