David Yu Ming Wan
尹宇明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yu Ming Wan (尹宇明), a licensed former licensee with CE reference ADZ884. This person has 2.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-17 | 2006-05-19 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-15 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-15 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Yu Ming Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.