Ivan Chi Wai Tsui
徐志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Chi Wai Tsui (徐志偉), a licensed former licensee with CE reference ADZ842. This person has 19.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-22 | 2023-09-12 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-09-24 | 2023-09-12 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-29 | 2020-05-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-29 | 2010-09-24 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-02 | 2006-03-17 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-01 | 2005-08-02 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-01 | 2009-07-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-22 | 2005-07-27 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-22 | 2005-07-27 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-22 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-22 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-21 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-21 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-21 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-21 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivan Chi Wai Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.