Ivan Chi Wai Tsui
徐志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Chi Wai Tsui (徐志偉), a licensed former licensee with CE reference ADZ842. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-22 | 2023-09-12 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-09-24 | 2023-09-12 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-29 | 2020-05-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-29 | 2010-09-24 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-02 | 2006-03-17 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2005-08-02 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-01 | 2009-07-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-22 | 2005-07-27 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-22 | 2005-07-27 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-22 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-22 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-21 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-21 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-21 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-21 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-21 |