Susanna Kit Har Chow
周潔霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Kit Har Chow (周潔霞), a licensed former licensee with CE reference ADY295. This person has 7.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ferran Securities Limited 富運證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-05 | 2021-01-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-01 | 2020-06-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-01 | 2020-06-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-15 | 2017-10-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-15 | 2017-10-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-19 | 2017-03-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-19 | 2017-03-31 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-27 | 2015-10-06 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-12 | 2015-10-06 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-12 | 2015-10-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-30 | 2013-07-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-30 | 2013-07-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-25 | 2005-05-26 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Susanna Kit Har Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jialin Deng | Ferran Securities Limited | 2020–2021 |
| Dennis Kok Fu Ying | Ferran Securities Limited | 2020–2021 |
| Anthony Kai Young Fan | Ferran Securities Limited | 2020–2021 |