Howard Wong
黃浩雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Wong (黃浩雲), a licensed former licensee with CE reference ADY281. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Agamemnon Capital Limited |
RO | Type 9 — Asset management | 2018-12-13 | 2020-07-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-08 | 2017-08-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-11 | 2013-11-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-06 | 2013-06-03 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-02-06 | 2013-06-03 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-02-06 | 2013-06-03 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-02-06 | 2013-06-03 |
| Myriad Asset Management Limited 萬方資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-11-25 | 2012-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-07-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |