Hui Chan Joo

CE No. ADY077 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Chan Joo (), a licensed former licensee with CE reference ADY077. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2006-11-30 2010-07-15
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2006-11-30 2010-07-15
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2006-11-30 2010-07-15
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2006-11-30 2010-07-15
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2006-11-30 2010-07-15
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2006-11-30 2010-07-15
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2005-04-14 2006-10-27
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities present 2006-10-27
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance present 2006-10-27
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services present 2003-08-22

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