Hui Chan Joo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Chan Joo ( ), a licensed former licensee with CE reference ADY077. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-30 | 2010-07-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-11-30 | 2010-07-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-11-30 | 2010-07-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-11-30 | 2010-07-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-11-30 | 2010-07-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-11-30 | 2010-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-14 | 2006-10-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2006-10-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2006-10-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-22 |