Raymond Wai Kei Poon
潘偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Kei Poon (潘偉基), a licensed former licensee with CE reference ADX642. This person has 3.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-12-05 | 2013-04-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-25 | 2010-06-02 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-25 | 2010-06-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Wai Kei Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.