Kam Tong Lo
盧錦棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Tong Lo (盧錦棠), a licensed former licensee with CE reference ADX374. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2020-06-10 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-07 |