Kam Tong Lo
盧錦棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Tong Lo (盧錦棠), a licensed former licensee with CE reference ADX374. This person has 17.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-06-10 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Tong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.