Tat Cheung Mak
麥達彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Cheung Mak (麥達彰), a licensed former licensee with CE reference ADX217. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-07-04 | 2018-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-05-01 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-06-30 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2018-05-01 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2014-06-30 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2018-05-01 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2014-06-30 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-12 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 — Asset management | present | 2018-05-01 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 9 — Asset management | present | 2014-07-14 |