Siu Han Chow
周笑嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Han Chow (周笑嫻), a licensed former licensee with CE reference ADX152. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-06 | 2007-06-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-18 | 2007-06-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-10-18 | 2007-06-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-06-25 |