John Francis Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Francis Moore, a licensed former licensee with CE reference ADW539. This person has 0.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-12-06 | 2004-02-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2003-12-06 | 2004-02-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-09 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-09 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Francis Moore during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.