Catherine Tin Lai Poon
潘天麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Tin Lai Poon (潘天麗), a licensed former licensee with CE reference ADV934. This person has 6.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-11-29 | 2009-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-04-30 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Tin Lai Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.