Tim Shun Liu
廖添順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tim Shun Liu (廖添順), a licensed former licensee with CE reference ADV804. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-19 | 2022-12-30 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-09 | 2012-03-09 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-11-04 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-11-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-07 |