Claire Marie Ngo

CE No. ADV605 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claire Marie Ngo (), a licensed former licensee with CE reference ADV605. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities present 2008-01-26
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 4 - Advising on securities present 2004-04-06
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 6 - Advising on corporate finance present 2004-04-06
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 9 - Asset management present 2004-04-06

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