Warren Lee Primhak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Lee Primhak ( ), a licensed former licensee with CE reference ADV313. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MainFirst Securities Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2008-02-21 | 2008-09-04 |
| MainFirst Securities Hong Kong Limited |
RO | Type 4 — Advising on securities | 2008-02-21 | 2008-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-12-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-01-08 |