Marshall Lai
黎澤旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marshall Lai (黎澤旻), a licensed former licensee with CE reference ADV215. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-02 | 2015-12-24 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-02 | 2015-12-24 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-29 | 2004-05-04 |