Kiron Krishna Bose
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kiron Krishna Bose, a licensed former licensee with CE reference ADV214. This person has 5.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sattva Investment Advisors Limited | RO | Type 9 - Asset management | 2008-02-21 | 2009-10-15 |
| Sattva Investment Advisors Limited | RO | Type 4 - Advising on securities | 2007-04-26 | 2009-10-15 |
| Sattva Investment Advisors Limited | RO | Type 5 - Advising on futures contracts | 2007-04-26 | 2009-10-15 |
| Sattva Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2005-12-14 | 2007-04-26 |
| Sattva Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2005-12-14 | 2007-04-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-14 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Kiron Krishna Bose during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Samir Surendra Shah | Sattva Investment Advisors Limited | 2005–2009 |
| Kent Kin Fan Ma | Sattva Investment Advisors Limited | 2007–2009 |
| John William Stephens | Sattva Investment Advisors Limited | 2005–2007 |
| Craig Blaser Lindsay | Sattva Investment Advisors Limited | 2005–2007 |
| Hang Cheong Lau | Sattva Investment Advisors Limited | 2006 |
| Tse Fung Lau | Sattva Investment Advisors Limited | 2009 |