Kiron Krishna Bose
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kiron Krishna Bose ( ), a licensed former licensee with CE reference ADV214. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sattva Investment Advisors Limited | RO | Type 9 — Asset management | 2008-02-21 | 2009-10-15 |
| Sattva Investment Advisors Limited | RO | Type 4 — Advising on securities | 2007-04-26 | 2009-10-15 |
| Sattva Investment Advisors Limited | RO | Type 5 — Advising on futures contracts | 2007-04-26 | 2009-10-15 |
| Sattva Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2005-12-14 | 2007-04-26 |
| Sattva Investment Advisors Limited | Rep | Type 5 — Advising on futures contracts | 2005-12-14 | 2007-04-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |