James Edwin Gomes

CE No. ADV195 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edwin Gomes (), a licensed former licensee with CE reference ADV195. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Broking (Hong Kong) Limited RO Type 1 — Dealing in securities 2011-08-15 2016-07-06
J.P. Morgan Broking (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2011-08-15 2016-07-06
J.P. Morgan Broking (Hong Kong) Limited RO Type 4 — Advising on securities 2011-08-15 2016-07-06
J.P. Morgan Broking (Hong Kong) Limited RO Type 5 — Advising on futures contracts 2011-08-15 2016-07-06
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 — Dealing in securities 2005-01-27 2011-08-15
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 — Advising on securities 2005-01-27 2011-08-15
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2003-12-06 2011-08-15
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2003-12-06 2011-08-15
J.P. Morgan Futures Hong Kong Limited
Rep Type 2 — Dealing in futures contracts present 2003-12-06
J.P. Morgan Futures Hong Kong Limited
Rep Type 5 — Advising on futures contracts present 2003-12-06
J.P. Morgan Futures Hong Kong Limited
Rep Type 7 — Providing automated trading services present 2003-12-03
J.P. Morgan Futures Hong Kong Limited
Rep Type 9 — Asset management present 2003-12-03

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