James Edwin Gomes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edwin Gomes, a licensed former licensee with CE reference ADV195. This person has 13.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-08-15 | 2016-07-06 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2011-08-15 | 2016-07-06 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-08-15 | 2016-07-06 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2011-08-15 | 2016-07-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-01-27 | 2011-08-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-01-27 | 2011-08-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-12-06 | 2011-08-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2003-12-06 | 2011-08-15 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-03 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Edwin Gomes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.