Lachlan Gordon Campbell
甘樂林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lachlan Gordon Campbell (甘樂林), a licensed former licensee with CE reference ADU213. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | RO | Type 1 — Dealing in securities | 2019-06-18 | 2020-10-15 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-03-18 | 2019-06-18 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-23 | 2019-01-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-07-23 | 2019-01-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | 2018-08-13 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-28 | 2018-07-23 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-02-28 | 2018-07-23 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2016-09-19 | 2017-03-02 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-03-10 | 2016-08-31 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-16 | 2016-08-31 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-11-16 | 2016-03-10 |