Raymond Ze Man Au
區梓文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ze Man Au (區梓文), a licensed former licensee with CE reference ADT896. This person has 1.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMART Asset Management Limited | Rep | Type 4 - Advising on securities | 2012-04-13 | 2012-07-30 |
| SMART Asset Management Limited | Rep | Type 9 - Asset management | 2012-04-13 | 2012-07-30 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-08 | 2012-03-23 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-08 | 2012-03-23 |
| Oscar Benson Limited 奧卡信有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-26 | 2011-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Ze Man Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.