Siu Kee Yip
葉小琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kee Yip (葉小琪), a licensed former licensee with CE reference ADT749. This person has 17.4 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-13 | 2025-03-07 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-12-13 | 2025-03-07 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2023-12-13 | 2025-03-07 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-24 | 2023-12-13 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-24 | 2023-12-13 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-05-24 | 2023-12-13 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-14 | 2021-01-15 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-14 | 2021-01-15 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-02-14 | 2021-01-15 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-09 | 2018-08-10 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2014-04-09 | 2018-08-10 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-15 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2014-01-15 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-29 | 2014-01-15 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-29 | 2014-01-15 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 - Advising on securities | 2012-02-27 | 2013-05-02 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 - Dealing in securities | 2011-04-15 | 2013-05-02 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 - Dealing in securities | 2010-08-23 | 2011-04-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-28 | 2010-07-14 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-14 | 2010-01-16 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-02-22 | 2010-01-16 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-01-20 | 2010-01-16 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-12 | 2006-02-22 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 - Dealing in securities | 2005-03-11 | 2006-01-01 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 - Advising on securities | 2005-03-11 | 2006-01-01 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-11 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-11 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-28 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kee Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.