Mark David Chadwick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark David Chadwick, a licensed former licensee with CE reference ADT508. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-17 | 2011-09-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-17 | 2011-09-10 |
| Swiss Re Private Equity Partners (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-11-28 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark David Chadwick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.