Vivien Wai Won Ng
吳慧芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Wai Won Ng (吳慧芸), a licensed former licensee with CE reference ADT228. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-16 | 2006-12-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-16 | 2006-12-29 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-04-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-04-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 9 - Asset management | present | 2003-04-12 |