Vivien Wai Won Ng
吳慧芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Wai Won Ng (吳慧芸), a licensed former licensee with CE reference ADT228. This person has 2.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-16 | 2006-12-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-16 | 2006-12-29 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivien Wai Won Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.