Hue Thi Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hue Thi Lu, a licensed former licensee with CE reference ADT188. This person has 10.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-01 | 2019-08-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-01 | 2019-08-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-08 | 2018-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-08 | 2018-12-31 |
| Japaninvest (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-03-26 | 2014-05-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-03 | 2012-06-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-03 | 2012-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hue Thi Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.