Agnes Kuan
關德馨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agnes Kuan (關德馨), a licensed former licensee with CE reference ADT141. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-26 | 2008-08-18 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-26 | 2008-08-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-01-23 | 2008-04-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-01-23 | 2008-04-02 |