Hiu Yu (SFC:ADT030) Chan
陳曉瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yu (SFC:ADT030) Chan (陳曉瑜), a licensed Representative with CE reference ADT030. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | present |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-05-07 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-05-07 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |