Thiam Chwee Sim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thiam Chwee Sim ( ), a licensed former licensee with CE reference ADS520. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-04-03 | 2007-06-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-04-03 | 2007-06-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-04-03 | 2007-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-12 | 2006-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-08-12 | 2006-03-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-08-12 | 2006-03-10 |