Richard Anthony Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony Yu ( ), a licensed former licensee with CE reference ADS223. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-07 | 2024-10-31 |