Kwok Cheung (SFC:ADS011) Wong
王國章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheung (SFC:ADS011) Wong (王國章), a licensed Representative with CE reference ADS011. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-01 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-12 | 2006-01-27 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-12 | 2003-09-02 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-29 |