Hung Ho Liu
廖雄豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Ho Liu (廖雄豪), a licensed former licensee with CE reference ADR925. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-26 | 2018-08-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-26 | 2018-08-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 — Asset management | 2018-01-26 | 2018-08-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2018-01-26 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-06 | 2018-01-26 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-11-06 | 2018-08-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-06 | 2018-01-26 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-14 | 2008-09-26 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-04-16 | 2007-06-11 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-19 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-06-11 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2007-06-11 |