Wendy Yuen Ting Yung
翁婉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Yuen Ting Yung (翁婉婷), a licensed former licensee with CE reference ADR784. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-10-25 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-10-25 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-10-25 |