Carrie Bigelow Cox
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrie Bigelow Cox ( ), a licensed former licensee with CE reference ADR668. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-28 | 2013-01-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2004-04-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2004-04-15 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-04-15 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2004-04-15 |