Chi On Li
李滋安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi On Li (李滋安), a licensed former licensee with CE reference ADQ161. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-05 | 2024-08-31 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 4 — Advising on securities | 2022-12-05 | 2024-08-31 |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
RO | Type 4 — Advising on securities | 2022-07-20 | 2022-07-31 |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-13 | 2022-07-31 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
RO | Type 4 — Advising on securities | 2017-04-18 | 2020-04-17 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-21 | 2020-04-17 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2014-04-04 | 2020-01-17 |
| FX ONE LIMITED 日本網絡通外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-06-14 | 2013-11-08 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-21 | 2012-02-11 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-11-12 | 2012-02-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-13 | 2009-11-12 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2004-03-13 | 2011-10-30 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-24 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-24 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2003-10-30 |