Eric Kwong Man Poon
潘廣文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Kwong Man Poon (潘廣文), a licensed former licensee with CE reference ADP385. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-02-28 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-02-28 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-24 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-08-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-04 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-24 |