Evan Wilford King
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Evan Wilford King ( ), a licensed former licensee with CE reference ADP244. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bauhinia Capital Partners Limited |
RO | Type 1 — Dealing in securities | 2012-01-09 | 2016-06-30 |
| Bauhinia Capital Partners Limited |
RO | Type 6 — Advising on corporate finance | 2012-01-09 | 2016-06-30 |
| Independent Investment Partners Limited |
RO | Type 4 — Advising on securities | 2009-09-10 | 2010-10-31 |
| Independent Investment Partners Limited |
Rep | Type 4 — Advising on securities | 2009-09-03 | 2009-09-10 |
| Libertas Capital Asia Limited | RO | Type 4 — Advising on securities | 2008-08-19 | 2009-02-27 |
| Libertas Capital Asia Limited | RO | Type 1 — Dealing in securities | 2008-07-14 | 2009-02-27 |
| Libertas Capital Asia Limited | Rep | Type 1 — Dealing in securities | 2008-01-16 | 2008-07-14 |
| Libertas Capital Asia Limited | Rep | Type 6 — Advising on corporate finance | 2008-01-16 | 2009-02-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-07 | 2007-12-17 |
| Salisbury Securities Limited 莎利士堡証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-31 | 2005-06-22 |
| Salisbury Securities 莎利士堡證券 |
Rep | Type 1 — Dealing in securities | 2004-03-05 | 2005-03-31 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-16 |