Francis Man Leong Yim
嚴文亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Man Leong Yim (嚴文亮), a licensed former licensee with CE reference ADN999. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-07 | 2013-09-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-07 | 2013-09-14 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-07 | 2013-09-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-07 | 2013-09-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-11 | 2012-04-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-11 | 2012-04-21 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-11 | 2012-04-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-21 | 2010-12-24 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-07 | 2010-12-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-07 | 2010-12-24 |