Gloria Hoi Wang
汪愷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Hoi Wang (汪愷), a licensed former licensee with CE reference ADM460. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-05 | 2009-02-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-03-05 | 2009-02-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-14 | 2008-01-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-06-14 | 2008-01-26 |