Richard Ewart Pardoe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Ewart Pardoe ( ), a licensed former licensee with CE reference ADM297. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2008-07-10 | 2015-09-12 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-06 | 2008-05-30 |