Patricia Pui Ching Tsang
曾佩貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Pui Ching Tsang (曾佩貞), a licensed former licensee with CE reference ADM025. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-23 | 2017-12-12 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2017-12-12 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-19 | 2017-12-12 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-11-19 | 2017-12-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-04 | 2014-08-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-19 | 2014-08-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-01 | 2014-08-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-01 | 2011-10-03 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2009-02-16 | 2009-12-16 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2009-02-16 | 2009-12-16 |