Alice Ping Yim
嚴冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Ping Yim (嚴冰), a licensed former licensee with CE reference ADM013. This person has 10.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-29 | 2014-04-30 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-04-26 | 2014-04-30 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2007-04-26 | 2014-04-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-11-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-11-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-11-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alice Ping Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.