Emmanuel Rufino Jr. Ledesma

CE No. ADL130 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emmanuel Rufino Jr. Ledesma (), a licensed former licensee with CE reference ADL130. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 4 — Advising on securities 2008-11-06 2009-03-25
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2008-09-24 2009-03-25
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities present 2008-05-19
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts present 2008-05-19
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 — Advising on securities present 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services present 2004-02-11
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services present 2004-02-11

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