Emmanuel Rufino Jr. Ledesma

CE No. ADL130 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emmanuel Rufino Jr. Ledesma, a licensed former licensee with CE reference ADL130. This person has 5.6 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2008-11-06 2009-03-25
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2008-09-24 2009-03-25
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-05-19
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2008-05-19
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-02-11
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services Pre-2003 2004-02-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Emmanuel Rufino Jr. Ledesma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Moon Sung Chang RBC Global Asset Management (Asia) Limited 2008–2009
Amanda Elizabeth Bottomley RBC Global Asset Management (Asia) Limited 2008–2009
Man Fung Chan RBC Global Asset Management (Asia) Limited 2008–2009
Hsiu-Ling Chuang RBC Global Asset Management (Asia) Limited 2008–2009
Hwee Ping Low RBC Global Asset Management (Asia) Limited 2008–2009
Sui Ping Lo RBC Global Asset Management (Asia) Limited 2008–2009
Petty Lai Ngor Yar RBC Global Asset Management (Asia) Limited 2008–2009
Patti Sui Mon Gee RBC Global Asset Management (Asia) Limited 2008–2009
David Ping Huo RBC Global Asset Management (Asia) Limited 2008–2009
Ming Fai Lau RBC Global Asset Management (Asia) Limited 2008–2009
To Han Ng RBC Global Asset Management (Asia) Limited 2008–2009
Pui Ying Shih RBC Global Asset Management (Asia) Limited 2008–2009
Yoji Takeda RBC Global Asset Management (Asia) Limited 2008–2009
Shuk Yi Chow RBC Global Asset Management (Asia) Limited 2008–2009
Suk Fan Cheung RBC Global Asset Management (Asia) Limited 2008–2009
Bik Yee Chan RBC Global Asset Management (Asia) Limited 2008–2009
Carly Kam Yu Cheng RBC Global Asset Management (Asia) Limited 2008–2009
Siu Yuk Cheung RBC Global Asset Management (Asia) Limited 2008–2009
Wan Yin Lam RBC Global Asset Management (Asia) Limited 2008–2009
Jessica Yee Ching Lam RBC Global Asset Management (Asia) Limited 2008–2009
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